Provide a current Product Disclosure Statement (s 1013A)

Retail financial product issuers must provide a current PDS before issuing.

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Who must comply

Issuers of retail financial products.

What triggers it

Issuing or offering a retail financial product.

When due

Continuous; current PDS before each issuance.

Evidence required

Lodged PDS; complaints register; ongoing PDS review.

Max penalty

Civil penalties to financial services maximum; product intervention powers

Summary

Sections 1013A-1018A Corporations Act require issuers of retail financial products to provide a current Product Disclosure Statement. Content prescribed; must include fees, risks, benefits, cooling-off rights. Subject to DDO + ongoing dispute resolution access.

Enforced by

Source legislation

Entity types

afsl holder

Topics

financial-servicespdsddo

Source: https://asic.gov.au/regulatory-resources/financial-services/product-disclosure/. Rules Mate is not a law firm. Always verify against the live regulator source before acting.