Maintain SMSF compliance with the sole purpose test (s 62)

SMSFs must be maintained for the sole purpose of providing retirement benefits.

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Who must comply

SMSF trustees.

What triggers it

Operating an SMSF.

When due

Continuous.

Evidence required

Investment strategy, valuation evidence, related-party transaction documentation, collectibles compliance for in-house assets.

Max penalty

Loss of complying status; non-arm's length income taxed at 47%; trustee admin penalties; potential disqualification

Summary

Section 62 of the SIS Act requires SMSFs to be maintained solely for one or more core or ancillary purposes — primarily provision of retirement benefits. Pre-retirement benefits to members, related party transactions outside the rules, and asset use by members (e.g. collectibles, residential property) breach the test.

Enforced by

Source legislation

Entity types

smsf

Topics

supersmsfsole-purpose

Source: https://ato.gov.au/individuals-and-families/super-for-individuals-and-families/self-managed-super-funds-smsf/managing-your-fund/sole-purpose-test. Rules Mate is not a law firm. Always verify against the live regulator source before acting.