ASX
Australian Securities Exchange (listing rules supervision)
Operator of the principal Australian securities exchange. Listing Rules govern continuous disclosure, corporate governance, and capital raising for listed entities.
4
Obligations enforced
0
Enforcement actions tracked
4
Scope topics
Obligations enforced by ASX (4)
- criticalCWLTHComply with ASX continuous disclosure (Listing Rule 3.1)
Listed entities must immediately disclose price-sensitive information to the market.
- criticalCWLTHMaintain insider trading policy + share trading window (listed entities)
ASX Listing Rule 12.12 requires written policy on directors + senior managers trading entity securities.
- highCWLTHApply 'if not why not' against ASX Corporate Governance Council Principles & Recommendations (4th ed)
ASX-listed entities must disclose against 8 Principles + 38 Recommendations annually.
- highCWLTHASX-listed entity board independence + composition (CGC Principle 2)
ASX entities should have majority-independent boards + clear board charter.
Scope topics
listing-rulescontinuous-disclosurecorporate-governanceasx-cgc
Source: regulator's own website. Rules Mate links and summarises — we don't republish full statutory text.